In order to grow their business, broker dealers and investment advisors at all levels must serve three masters: marketing, management and compliance. Detailed, timely and accurate financial information are critical to all three in this specialized, complex industry. By offloading their needs to TAG, clients have increased their assets under management while lowering their levels of stress. Industry-specific services include:

• Core TAG Services
• Full, Partial and Project Outsourcing
• Comprehensive Financial Statements
• Vendor management
• Net Capital Computation & Analysis
• Portfolio & Liability Risk Analysis
• Performance Indicator Development
• Development of Internal Controls
• Cash Flow Analysis & Management
• Experience with FASB & SEC Rules
• Record Keeping
• Outsourced Accounting
• Software System Selection

Testimonial

“After TAG streamlined Hollencrest Capital’s finances, the management team was able to concentrate on acquiring more assets instead of worrying about how the company was faring financially.” read more »

Extensive Software Knowledge Across all Industry Packages Including: